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Modern Architecture

Designing Strong Policies & Procedures: A CFO’s Guide to Governance & Compliance

NASBA Sponsored QAS Self Study CPE Course
✔ Secure payment via Stripe ✔ NASBA QAS Self-Study  âœ” Certificate issued automatically
Save $85 by getting this course plus 4 others with the Starter Pack

Course Overview

This course provides CFOs, controllers, and finance leaders with a practical roadmap for designing and managing strong policies and procedures that reinforce governance and compliance. Participants will learn how to build a structured policy framework that aligns with organizational strategy, supports accountability, and enhances operational consistency.
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Drawing on recognized governance and control frameworks such as COSO and AICPA Standards, the course demonstrates how well-designed documentation supports ethical conduct, regulatory compliance, and clear decision-making. Through applied examples, participants will explore how to distinguish policies from procedures, establish accountability for maintenance and oversight, and evaluate existing documentation for continuous improvement.

How CPE Access Works

  1. Purchase Course/Bundle

  2. Get instant course access by email

  3. Complete the self-study and assessment from mobile or desktop

  4. Receive your NASBA-compliant certificate

  5. 30-day Refund available if course has not been completed.

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👉 Full purchase and certificate details

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Refund and cancellation policies are outlined in our 
Administrative Policies page.

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FikrWorks is a NASBA QAS-approved self-study sponsor listed on the NASBA National Registry of CPE Sponsors.

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✔ NASBA National Registry Sponsor ID: 170332
🔗 Verify our sponsor status on NASBAregistry.org

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Used by CPAs across multiple U.S. jurisdictions for NASBA-compliant self-study CPE.

CPE Credit Information

  • Field of Study: Management Services
  • Program Level: Basic
  • Delivery Method: QAS Self Study
  • Recommended CPE Credit: 1.0 hour
  • Prerequisites: None
  • Advance Preparation: None
  • NASBA Sponsor ID: 170332

Learning Objectives

After completing this course, participants will be able to:
  1. Identify the essential elements of an effective policy and procedure framework and explain how they support organizational governance.
  2. Distinguish between policy and procedure functions within a governance structure to ensure clarity and accountability.
  3. Apply key steps for developing, documenting, and maintaining policies that align with strategic and regulatory requirements.
  4. Evaluate the effectiveness of existing policies and procedures and recommend improvements to enhance compliance and operational consistency.

What happens after enrollment

  • Immediate payment via secure Stripe checkout
  • Automatic course access provided via our Learning Platform
  • Self-study format — complete at your own pace
  • Certificate of completion issued upon successful completion

Secure Checkout

✔ Secure payment via Stripe ✔ NASBA QAS Self-Study  âœ” Certificate issued automatically
Save $85 by getting this course plus 4 others with the Starter Pack
Designed for
  • CPAs in public accounting, industry, and internal audit
  • Professionals completing annual or rolling CPE requirements
  • Those who prefer self-study over live webinars
 
What’s included
  • 1 NASBA QAS-approved self-study courses
  • IInstant access on desktop or mobile - start immediately after purchase
  • 30-day refund available if the course has not been completed
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